Duties and responsibilities
- Ensuring compliance with the relevant laws, rules, regulations, and directives issued pursuant to the Investment Services Act, the Banking Act, and other relevant financial services laws
- Ensuring products and services are compliant with regulations
- Assist in the implementing of policies and procedures in relation to rules and regulations
- Monitoring of processes related to compliance risks
- Escalating breaches for appropriate action to be undertaken
- Ensuring the development and maintenance of good relationships with key internal and external stakeholders including local regulators
- Other duties as may be determined from time to time by the Senior Specialist – Regulatory Compliance
Required knowledge, skills and experience
- Bachelor’s Degree in Finance, Banking, Compliance or related discipline (not mandatory)
- Minimum of 3-4 years of relevant experience
- Sound understanding of Banking and Investment Services related rules and regulations and good knowledge of the MFSA rules of conduct
- Knowledge on tax related laws like FATCA, CRS and QI
- Good communication and presentation skills
- Proven ability to learn and to adapt to a changing environment
- Self-motivated and self-driven
- Excellent team player
- Proficiency in Microsoft Office suite is a minimum requirement